Section: 26-B249

SECURITIES REGISTRATION FEES

Most recent version of the final adopted rule codified in the D.C. Municipal Regulations (DCMR)


Effective Date : 10/24/2014 12:00:00 AM

Authority : Section 403 of the Securities Act of 2000 (Act), effective October 26, 2000 (D.C. Law 13-203, D.C. Official Code ยง 31-5604.03 (2012 Repl.)).

Source : Final Rulemaking published at 40 DCR 6732 (September 24, 1993); as amended by Emergency Rulemaking published at 47 DCR 9910 (December 15, 2000) [EXPIRED]; as amended by Emergency Rulemaking published at 48 DCR 1987 (March 2, 2001) [EXPIRED]; as amended by Emergency and Proposed Rulemaking published at 48 DCR 3952 (May 4, 2001) [EXPIRED]; as amended by Final Rulemaking published at 48 DCR 4106 (May 11, 2001); as amended by Emergency and Proposed Rulemaking published at 48 DCR 9177 (October 5, 2001) [EXPIRED]; as amended by Final Rulemaking published at 48 DCR 10879 (November 30, 2001); as amended by Final Rulemaking published at 57 DCR 126 (January 1, 2010); as amended by Final Rulemaking published at 61 DCR 11203 (October 24, 2014).

Editor's Note :

Rulemaking notices were published in the D.C. Register(DCR) and Adopted Rules were codified into the D.C. Municipal Regulations (DCMR)

  Notice ID Register Category Heading Notice/
Adopted Section 		Register Issue/
Effective Date
R0016645 Adopted Rule SECURITIES REGISTRATION FEES View Text Effective:
10/24/2014
N0049954 Final Rulemaking Insurance, Securities and Banking, Department of - Notice of Final Rulemaking - To exempt issuers who offer securities exclusively in the District of Columbia. View Text 10/24/2014
Vol 61/44
N0049072 Proposed Rulemaking Insurance, Securities and Banking, Department of - Notice of Proposed Rulemaking - The new Sections 250-256 will establish a new exemption from registration for issuers who make securities offerings exclusively to residents of the District of Columbia. View Text 8/8/2014
Vol 61/33
R0025392 Adopted Rule SECURITIES REGISTRATION FEES View Text Effective:
1/1/1900